Banking and Finance

Regulatory matters

We advise legal entities (including banks, asset managers, and securities dealers) on regulatory issues and act on their behalf in dealings with Swiss regulatory bodies and self-regulatory organisations (FINMA, SIX Swiss Exchange etc.).

Incorporation, restructuring, compliance, and money laundering prevention

We assist financial institutions with incorporation, drafting agreements and terms of business, and obtaining permits. We also have expertise in advising on compliance and anti-money laundering matters.

Comprehensive advice on other financial market issues

We also provide advice on setting up investment funds and amending fund regulations, as well as compliance with stock exchange regulations. Our services also include drafting issue prospectuses, additional terms and conditions and agreements of all kinds in relation to financial market issues.


Contact

Further specialists

Publications

Lang Simon

Umgang mit Tax-Compliance-Risiken bei Banken M&A
In: GesKR 2/2016, S. 211 ff.

Umbach-Spahn Brigitte

Kommentar zu Art. 29 BankG (in German)
In: Basler Kommentar zum Bankengesetz, Watter Rolf / Vogt Nedim Peter / Bauer Thomas / Winzeler Christoph (Hrsg.), 2. Auflage, Basel 2013

Kesselbach Stephan / Wüthrich Karl

Kommentar zu Art. 37a, 37b, 37e BankG (in German)
In: Basler Kommentar zum Bankengesetz, Watter Rolf / Vogt Nedim Peter / Bauer Thomas / Winzeler Christoph (Hrsg.), 2. Auflage, Basel 2013

Beck Filippo Th.

Geldwäscherei als Managementthema in der Anwaltskanzlei (in German)
In: Management von Anwaltskanzleien, Zürich 2012, Straub Leo / Hehli Hidber Christine (Hrsg.)



All publications